Vivid Resourcing
Location: London, United Kingdom
Contract: Interim
About the role
Our client is looking for a Compliance Support professional to join their compliance function on an interim basis, helping the team meet its regulatory obligations and maintain strong control standards across day-to-day operations.
The successful candidate will provide practical support to compliance officers and wider business teams, assisting with monitoring, testing, reporting and the maintenance of policies and procedures. The role requires someone who can handle a steady flow of varied tasks, keep accurate records and communicate clearly with colleagues at different levels.
This is a position for a compliance professional who is organised, attentive to detail and comfortable working within a regulated environment. The work offers exposure to a range of compliance activity and the chance to contribute to a function that plays a central role in how the organisation operates.
Main responsibilities
- Support the compliance team with day-to-day regulatory and control activities
- Assist with compliance monitoring and testing programmes and document the results
- Prepare and maintain compliance reports, management information and trackers
- Help review, update and maintain compliance policies, procedures and supporting documentation
- Support the handling of regulatory queries, attestations and certifications
- Assist with onboarding checks, due diligence and related client or counterparty reviews where required
- Log, track and follow up on compliance issues, breaches and remediation actions
- Respond to queries from business teams and escalate matters to senior colleagues as appropriate
- Support audit and regulatory review requests by gathering and organising evidence
- Contribute to wider compliance projects and process improvements
Requirements
Essential
- Previous experience in a compliance, risk, regulatory or control support role within financial services
- Working knowledge of UK financial services regulation and the role of the FCA and PRA
- Strong attention to detail and accurate record keeping
- Good written and verbal communication skills
- Ability to manage competing priorities and work to deadlines
- Competence with Microsoft Office, particularly Excel and Word
Desirable
- Experience within an investment banking or wider capital markets environment
- Familiarity with compliance monitoring, surveillance or KYC and AML processes
- A relevant compliance or regulatory qualification, or progress towards one
- Experience supporting audit or regulatory reviews
The offer
This is an interim role based in London. Rate, contract duration, start date and working pattern are to be confirmed with candidates. Further detail on the team and the scope of the role will be shared with shortlisted applicants.
If you are an organised compliance professional looking for an interim position supporting a regulated financial services team in London, this role offers varied, hands-on experience. Apply below.